国投资本:国投证券股份有限公司2023年年度未经审计财务报表

国投证券股份有限公司
合并资产负债表
国投证券会合01表
单位:国投证券股份有限公司合计)2023年12月31日金额单位:人民币元
资产年初余额负债和股东权益行次期末余额金额单位:人民币元年初余额资产:1负债:负债和股东权益行次32期末余额年初余额
货币资金60,005,1589,21165,898,158,394.20短期借款3316,969,100.09183,439,915.18
其中:客户资金存款346,516,589,380.3061,033,801,983.88应付短期融资款3412,126,337,010.049,225,104,483.51
结算备付金4032,085,502,094.9229,579,879,377.56拆入资金3514,778,613,408.875,859,960,416.66
其中:客户备付金5"1.8017,364.7821,461,618,864.96交易性金融负债353614,778,613,408.876,283,909,371.487,325,363,291.685,859,960,416.66拆出资金6以公允价值计量且其变动37
拆出资金6计入当期损益的金融负债37
融出资金741,913,613,481.9338,250,563,371.63衍生金融负债38837,229,337.3450,197,821.44
衍生金融资产82,116,737,770.97589,371,831.68卖出回购金融资产款3911,284,101,485.67837,229,337.3417,910,150,364.6750,197,821.44
存出保证金93,394,801,195.133,116,604,563.14代理买卖证券款4073,159,568,090.3779,137,963,285.88
应收款项101,230,856,845.47686,513,672.72代理承销证券款414,240,000.00108,137,748.30
合同资产11应付职工薪酬421,657,616,777.621,829,846,567.96
买入返售金融资产1222,814,233,328.058,505,347,986.18应交税费43152,338,548.88201,641,487.82
持有待售资产13应付款项4412,746,772,888.1211,048,319,643.50
金融投资:14合同负债45204,557,842.19109,058,263.18交易性金融资产1558,001,352,536.4444,949,661,845.19持有待售负债46
债权投资168,477,733.009,153,647.87预计负债479,539,557.7610,269,451.64其他债权投资1725,244,186,259.0942,378,256,490.54长期借款48
其他权益工具投资18540,457,839.551,121,450,879.10应付债券4967,221,078,630.3457,602,632,680.08以公允价值计量且其变动19其中:优先股
计入当期损益的金融资产19其中:优先股50
可供出售金融资产20永续债51
持有至到期投资21租赁负债52799,813,648.38767,891,491.46
长期股权投资22666,275,290.39613,291,053.87递延所得税负债53267,137,129.35217,894,036.29
投资性房地产2398,613,250.7238,321,087.65其他负债543,535,667,298.742,456,089,784.38
固定资产241,724,792,564.281,785,912,506.88负债合计55205,085,490,125.24194,043,960,733.63在建工程25138,981,601.7074,201,547.17股东权益:56
使用权资产26785,085,468.06766,053,962.83股本5710,000,000,000.0010,000,000,000.00无形资产27852,217,084.44798,565,306.24其他权益工具58
商誉28145,186,637.97145,186,637.97其中:优先股59
递延所得税资产29602,961,206.70662,321,309.93永续债60
其他资产302,189,112,673.832,185,691,412.93资本公积6115,853,994,670.7515,853,994,670.75
减:库存股62
其他综合收益63353,994,612.79197,668,946.17
盈余公积643,603,887,973.993,474,082,053.20
一般风险准备656,593,605,079.036,293,977,927.05
未分配利润6613,067,631,322.7512,290,822,554.48
归属于母公司所有者权益合计6749,473,113,659.3148,110,546,151.65
少数股东权益68
股东权益合计6949,473,113,659.3148,110,546,151.65
资产总计31254,558,603,784.55242,154,506,885.28负债和股东权益总计70254,558,603,784.55242,154,506,885.28单位负责人:文主管会计工作负责人:会计机构负责人:
文主管会计工作负责人:省楊会计机构负责人:余周
省楊印成
国投证券股份有限公司
合并利润表
国投证券会合02表
单位:国投证券股份有限公司(合并)2023年12月金额单位:人民币元项目11一、营业总收入1利息净收入2其中:利息收入3利息支出4手续费及佣金净收入5其中:经纪业务手续费净收入6投资银行业务手续费净收入7资产管理业务手续费净收入8投资收益(损失以“-”号填列)9其中:对联营企业和合营企业的投资收益10以摊余成本计量的金融资产终止确认产生的11收益(损失以“-”号填列)净敞口套期收益(损失以“-”号填列)12其他收益13公允价值变动收益(损失以“-”号填列)14汇兑收益(损失以“-”号填列)15其他业务收入16资产处置收益(损失以“-”号填列)17营业总支出18税金及附加19业务及管理费20信用减值损失21其他资产减值损失22其他业务成本23三、营业利润(亏损以“-”号填列)24加:营业外收入25减:营业外支出26四、利润总额(亏损总额以“-”号填列)27减:所得税费用28五、净利润(净亏损以“-”号填列)29(一)按所有权归属分类30归属于母公司所有者的净利润31少数股东损益32(二)按经营持续性分类33持续经营净利润(净亏损以“-”号填列)34终止经营净利润(净亏损以“-”号填列)35六、其他综合收益的税后净额36归属母公司所有者的其他综合收益的税后净额37(一)不能重分类进损益的其他综合收益381.重新计量设定受益计划变动额392.权益法下不能转损益的其他综合收益403.其他权益工具投资公允价值变动414.企业自身信用风险公允价值变动42(二)将重分类进损益的其他综合收益431.权益法下可转损益的其他综合收益442.其他债权投资公允价值变动453.金融资产重分类计入其他综合收益的金额464.其他债权投资信用损失准备475.现金流量套期储备486.外币财务报表折算差额497.其他50归属于少数股东的其他综合收益的税后净额51七、综合收益总额52归属于母公司所有者的综合收益总额53归属于少数股东的综合收益总额54八、每股收益:55(一)基本每股收益56(二)稀释每股收益57本月数1,086,561,512.06287,280,580.68601,924,452.15314,643,871.47517,695,688.42234,139,154.43266,952,105.0610,299,793.10279,804,130.6629,156,349.9311,199,329.15-193,769,820.43302,082.58184,124,576.68-75,055.681,330,410,384.683,970,079.761,098,858,660.1544,492,145.534,150,786.19178,938,713.05-243,848,872.62977,997.832,631,825.62-245,502,700.41-97,367,327.07-148,135,373.34-148,135,373.34-148,135,373.34、-148,135,373.34-148,135,373.3427,494,856.2627,494,856.266,531,548.046,531,548.0420,963,308.2226,245,674.371,448,016.73-6,730,382.88-120,640,517.08-120,640,517.08本年累计数10,575,727,260.041,926,862,596.345,811,803,630.223,884,941,033.884,770,126,608.052,975,595,583.811,488,062,623.81257,117,439.83-295,351,900.0576,997,091.0658,116,428.061,598,465,136.815,830,718.792,511,331,943.68345,728.368,409,029,099.2753,617,143.395,731,454,131.57138,118,063.2912,147,175.942,473,692,585.082,166,698,160.772,866,369.5317,928,091.752,151,636,438.55222,030,630.561,929,605,807.991,929,605,807.991,929,605,807.991,929,605,807.991,929,605,807.99132,961,699.68132,961,699.6837,159,314.4537,159,314.4595,802,385.23104,020,288.82-34,158,249.1425,940,345.552,062,567,507.672,062,567,507.67
单位负责人:务文段主管会计工作负责人:省楊印成会计机构负责人:
国投证券股份有限公司
资产负债表
国投证券股份有限公司会01表
单位:国投证券股份有限公司2023年12月31日金额单位:人民币元资产期末余额资产:货币资金30,738,563,732.95其中:客户资金存款328,693,058,901.50结算备付金415。,16.71其中:客户备付金58,588,446,710.78拆出资金60.00融出资金741,331,502,002.87衍生金融资产81,514,127,652.15存出保证金93,153,969,926.00内部往来100.00内部清算资金110.00应收款项12736,133,455.45合同资产130.00买入返售金融资产1420,887,994,570.26持有待售资产150.00金融投资:16交易性金融资产1758,252,480,326.07债权投资180.00其他债权投资1922,402,604,043.07其他权益工具投资20536,622,608.62以公允价值计量且其变动计入当期损益的金融资产210.00可供出售金融资产220.00持有至到期投资230.00长期股权投资248,442,132,985.94拨付所属资金250.00投资性房地产26206,261,301.72固定资产271,602,330,934.44在建工程28138,981,601.70使用权资产29680,393,202.30无形资产30825,427,752.52商誉3121,072,700.94递延所得税资产32519,097,372.14其他资产332,726,263,812.57资产总计34210,433,883,698.42年初余额32,492,569,621.5229,756,192,841.4915,290,910,318.798,905,358,184.170.0037,724,686,853.49469,003,862.413,053,225,146.740.000.00265,896,115.710.007,001,408,888.240.0042,056,112,992.030.0039,753,023,215.761,105,878,054.740.000.000.008,409,651,222.480.00125,931,577.091,684,124,851.7974,201,547.17723,688,916.59773,471,731.6021,072,700.94559,763,308.933,892,047,267.772,195,476,668,193.79负债和股东权益总计负债和股东权益负债:短期借款应付短期融资款拆入资金内部往来内部清算资金交易性金融负债以公允价值计量且其变动计入当期损益的金融负债衍生金融负债卖出回购金融资产款代理买卖证券款代理承销证券款应付职工薪酬应交税费应付款项合同负债持有待售负债预计负债长期借款应付债券其中:优先股永续债租赁负债递延所得税负债其他负债负债合计股东权益:股本其他权益工具其中:优先股永续债上级拨入资金资本公积减:库存股其他综合收益盈余公积一般风险准备未分配利润股东权益合计行次35363738394041424344454647484950515253545556575859606162636465666768697071727374期末余额0.0012,126,337,010.0414,778,613,408.870.000.006,265,863,408.980.00733,522,656.7711,255,779,973.7335,730,147,417.664,240,000.001,239,676,728.3992,012,707.5812,482,061,258.95137,035,766.580.009,539,557.760.0067,221,078,630.340.000.00700,253,604.710.001,737,164,708.86164,513,326,839.2210,000,000,000.000.000.000.000.0016,084,231,011.980.00228,291,148.193,603,887,973.996,238,140,740.639,766,005,984.4145,920,556,859.20210,433,883,698.42年初余额0.009,225,104,483.515,859,960,416.660.000.007,280,103,484.910.0024,830,903.8417,474,400,762.6137,927,978,354.78108,137,748.301,398,576,155.31113,799,669.0810,749,038,827.4917,535,846.290.0010,269,451.640.0057,602,632,680.080.000.00723,665,505.670.001,736,301,182.39150,252,335,472.560.0010,000,000,000.000.000.000.000.0016,084,231,011.980.00130,126,218.093,474,082,053.205,978,477,606.269,557,415,831.7045,224,332,721.23195,476,668,193.79
单位负责人:文主管会计工作负责人:会计机构负责人金润
文省楊会计机构负责人金润
印成
国投证券股份有限公司
利润表
国投证券股份有限公司会02表
单位:国投证券股份有限公司2023年12月金额单位:人民币元行次本月数本年累计数
一、营业总收入利息净收入其中:利息收入利息支出手续费及佣金净收入其中:经纪业务手续资净收入投资银行业务手续费净收入1234567577,778,506.06202,185,803.10520,248,889.38318,063,086.28441,013,600.78185,448,232.02249,739,662.596,349,841,992.481,248,256,454.385,130,238,154.583,881,981,700.203,970,955,679.112,482,577,799.441,444,943,091.20
资产管理业务手续费净收入投资收益(损失以“-”号填列)其中:对联营企业和合营企业的投资收益以摊余成本计量的金融资产终止确认产生的收益(损失以“-”号填列)净敞口套期收益(损失以“-”号填列)891011120.00505,589,315.4315,768,694.890.000.00471,698.11140,389,967.1732,481,763.460.000.00
其他收益公允价值变动收益(损失以“-”号填列)汇兑收益(损失以“-”号填列)其他业务收入资产处置收益(损失以“-”号填列)二、营业总支出税金及附加业务及管理费信用减值损失其他资产减值损失其他业务成本三、营业利润(亏损以“-”号填列)加:营业外收入1314151617181920212223242510,683,730.09-589,307,679.96-206,727.067,895,518.45-75,054.77996,722,601.453,696,691.10956,131,711.2130,349,027.410.006,545,171.73-418,944,095.39977,053.2640,244,730.17888,948,112.46786,176.2159,915,537.39345,335.595,001,355,374.5849,107,855.634,915,991,695.5824,704,064.3612,650.7311,539,108.281,348,486,617.902,473,789.49
减:营业外支出四、利润总额(亏损总额以“-”号填列)减:所得税费用五、净利润(净亏损以“-”号填列)减:上交上级单位利润加:下级单位交来利润六、上交与交来后的净利润(亏损以“-”号表示)(一)持续经营净利润(净亏损以“-”号填列)(二)终止经营净利润(净亏损以“-”号填列)七、其他综合收益的税后净额262728293031323334351,331,724.03-419,298,766.16-148,218,855.43-271,079,910.730.000.00-271,079,910.73-271,079,910.730.0025,179,081.5314,507,780.051,336,452,627.3415,556,574.961,320,896,052.380.000.001,320,896,052.381,320,896,052.380.0075,328,085.59
(一)不能重分类进损益的其他综合收益1.重新计量设定受益计划变动额2.权益法下不能转损益的其他综合收益3.其他权益工具投资公允价值变动4.企业自身信用风险公允价值变动(二)将重分类进损益的其他综合收益1.权益法下可转损益的其他综合收益2.其他债权投资公允价值变动3.金融资产重分类计入其他综合收益的金额4.其他债权投资信用损失准备5.现金流量套期储备6.外币财务报表折算差额7.其他363738394041424344454647486,510,599.500.000.006,510,599.500.0018,668,482.030.0017,683,756.930.00984,725.100.000.000.0037,692,370.310.000.0037,692,370.310.0037,635,715.280.0046,363,262.830.00-8,727,547.550.000.000.00
八、综合收益总额49-245,900,829.201,396,224,137.97
单位负责人:务文主管会计工作负责人:印成省楊会计机构负责人金斌
证券公司净资本计算表
编制单位:国投证券股份有限公司2023年12月31日单位:人民币元
项目编号年初余额应计算的金额
项目编号行次年初余额期末余额扣减比例备注
年初余额期末余额
净资产116,224,332,721.2345,920,556,859.20/45,224,332,721.2345,920,556,859.20
减:优先股及永续次级债等0.000.00100%0.000.00
减:资产项目的风险调整合计315,204,127,743.5215,391,119,322.01/14,435,463,371.4015,207,026,042.00
存出保证金43,053,225,146.743,153,969,926.00/2,284,560,774.622,969,876,645.99
履约保证金5669,602,493.9543,072,247.2710%66,960,249.404,307,224.73
期货(期权)保证金62,217,600,525.222,965,569,421.26100%2,217,600,525.222,965,569,421.26
其他存出保证金70.000.00/0.000.00
长期股权投资88,669,566,725.858,702,754,238.87100%8,669,566,725.858,702,754,238.87
投资性房地产、固定资产、在建工程91,884,257,976.051,947,573,837.86100%1,884,257,976.051,947,573,837.86
其他101,597,077,894.881,586,821,319.28100%1,597,077,894.881,586,821,319.28
减:或有负债的风险调整合计111,800,000,000.001,800,000,000.00/1,800,000,000.001,800,000,000.00
对外担保金额及担保承诺121,800,000,000.001,800,000,000.00100%1,800,000,000.001,800,000,000.00
其他或有负债130.000.00100%0.000.00
加:中国证监会认定或核准的其他调整项目合计140.000.00/0.000.00
母公司提供的担保承读150.000.00100%0.000.00
其他项目160.000.0010.000.00
减:中国证监会认定或核准的其他调整项目合计170.000.00/0.000.00
所有权受限等无法变现的资产(如被冻结)180.000.00100%0.000.00
其他项目190.000.00/0.000.00
核心净资本2028,220,204,977.7128,729,437,537.19/28,988,869,349.8328,913,530,817.20
加:附属净资本2118,044,302,050.4122,116,856,958.18/10,503,476,412.583,984,505,715.50
借入的次级债(含永续次级债)2218,044,302,050.4122,116,856,958.18/10,503,476,412.583,984,505,715.50
中国证监会认定或核准的其他调整项目230.000.00/0.000.00
净资本2439,492,345,762.4132,898,036,532.70/39,492,345,762.4132,898,036,532.70
附1:期末或有事项25
附2:其他需要特别说明的事项26
备注27
注:
1.期货(期权)保证金是指已被股指期货、国债期货、商品期货、股票(股指)期权、商品期权等合约占用的交易保证金
2.固定资产包括所有权权属明确的房产及其他固定资产
3.其他资本扣除项包括商誉、递延所得税资产、无形资产、待转承销费用、抵债资产、长期待摊费用等其他资产,例如购买固定资产等长期资产的预付款项等持有的金融资产、承租业务使用权资产不扣减净资本。
4.对外担保金额不包括公司为自身负债提供的反担保,担保承诺指对控股证券业务子公司提供的担保承诺按或有事项涉及金额的20%或可能发生的损失孰高者扣除
5.对于证券公司在债券承销过程中设置定向转让条款,约定投资者有权在一定时间内,将持有的部分或全部债券转让给承销商的,以及证券公司为境外持牌子公司融资提供的担保涉及的或有事项净资本扣除额在本行填列。
6.指由中国证监会认定或核准的可计入核心净资本或需从核心净资本中扣除的项目
7.附属净资本不得超过核心净资本
8.次级债计入净资本的具体比例参照中国证监会的相关规定
9.指由中国证监会认定或核准的可计入附属净资本的项目,包括优先股、应急可转债等
10.净资本为核心净资本和附属净资本之和
11.计算净资本时,需要计提资产减值准备的项目,以扣减资产减值准备后的净额作为计算基础；无须计提资产减值准备的项目,以其账面余额作为计算基础
12.证券公司对境外非持牌子公司融资提供担保、且相关融资金额最终未计入附属持牌公司负债的,应在本表的基础上,对相关融资金额参照对外担保金额(即100%扣减净资本)进行模拟测算,将相关测算结果报送中国证监会,并抄报住所地派出机构。
法定代表人:段文务文段主管会计工作负责人:杨成省印成省褐会计机构负责人:余试余武